Legal Opinion
Securities & Exchange Commission v. Lee
District Court, S.D. New York
Decided June 18, 2010No. 08-CV-9961, 08-CV-9962, 09-CV-3677, 09-CV-7557PublishedCited by 44 opinions
1Opinion of the Court
MEMORANDUM DECISION AND ORDER
GEORGE B. DANIELS, District Judge. Introduction 1
The Securities and Exchange Commission (“SEC”), Commodities Futures Trading Commission (“CFTC”), CME (as successor to the New York Mercantile Exchange) (“NYMEX”) and the Bank of Montreal (“BMO”) have each filed complaints stemming from an alleged fraudulent scheme perpetrated by a BMO trader, his supervisor and certain third-party brokerages between 2003 and 2007. On March 31, 2010, the defendants’ motions to dismiss the SEC, CFTC and NYMEX complaints were denied. A conference relating to all four actions as well as…
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3Cited by44 opinions
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