Legal Opinion
Securities & Exchange Commission v. Kelly
District Court, S.D. New York
Decided September 22, 2011No. 08 Civ. 4612(CM)PublishedCited by 46 opinions
1Opinion of the Court
DECISION AND ORDER GRANTING DEFENDANTS RINDNER’S AND WOVSANIKER’S MOTIONS FOR JUDGMENT ON THE PLEADINGS
McMAHON, District Judge.
Following the Supreme Court’s recent decision in Janus Capital Group, Inc. v. First Derivative Traders, — U.S. —, 131 S.Ct. 2296, 180 L.Ed.2d 166 (2011), Defendants Steven Rindner and Mark Wovsaniker move this Court for judgment on the pleadings pursuant to Federal Rule of Civil Procedure 12(c) on Counts One and Two of the Securities and Exchange Commission’s (“SEC”) complaint. The SEC’s first cause of action alleges that Rindner and Wovsaniker violated Section 17(a)…
2Cases cited17 opinions
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Birnbaum v. Newport Steel Corp.Court of Appeals for the Second Circuit · 1952
- Brandon Cleveland and Isiah Jackson v. Caplaw Enterprises, Docket No. 05-4643-CvCourt of Appeals for the Second Circuit · 2006
- Brian Sheppard v. Leon Beerman, as an Individual and in His Official Capacity as Justice of the Supreme Court of the State of New YorkCourt of Appeals for the Second Circuit · 1994
- Lentell v. Merrill Lynch & Co.Court of Appeals for the Second Circuit · 2005
12 more not listed; retrieve them via the Exa API.
3Cited by46 opinions
- In re Smith Barney Transfer Agent LitigationDistrict Court, S.D. New York · 2012
- Menaldi v. Och-Ziff Capital Management Group LLCDistrict Court, S.D. New York · 2016
- United States Securities & Exchange Commission v. WeyDistrict Court, S.D. New York · 2017
- Securities & Exchange Commission v. China Northeast Petroleum Holdings Ltd.District Court, S.D. New York · 2014
- Menaldi v. Och-Ziff Capital Management Group LLCDistrict Court, S.D. New York · 2017
41 more not listed; retrieve them via the Exa API.