Legal Opinion
Aldred Inv. Trust v. Securities & Exchange Commission
Court of Appeals for the First Circuit
Decided September 17, 1945No. 4084PublishedCited by 44 opinions
1Opinion of the Court
MAHONEY, Circuit Judge.
The Securities and Exchange Commission, hereinafter called S.E.C., brought this action to enjoin the officers and trustees of Aldred Investment Trust from continuing to act in such capacities and for the appointment of receivers. The District Court held that all but one of the individual defendants1 had been guilty of “gross abuse of trust” as officers and trustees of the trust within the meaning of § 36 of the Investment Company Act of 1940, 54 Stat. 841, 15 U.S.C.A. § 80a — 35. 58 F. Supp. 724. From the entry of its decree enjoining them as individuals from continuing…
2Cases cited7 opinions
- Pepper v. LittonSupreme Court of the United States · 1939
- Graham v. Railroad Co.Supreme Court of the United States · 1880
- Tower Hill-Connellsville Coke Co. of West Virginia v. Piedmont Coal Co.Court of Appeals for the Fourth Circuit · 1933
- Securities & Exchange Commission v. Fiscal Fund, Inc.District Court, D. Delaware · 1943
- Securities & Exchange Commission v. Long Island Lighting Co.Court of Appeals for the Second Circuit · 1945
2 more not listed; retrieve them via the Exa API.
3Cited by44 opinions
- Industrial Finance Corp. v. State Tax CommissionMassachusetts Supreme Judicial Court · 1975
- Brown v. BullockDistrict Court, S.D. New York · 1961
- Securities and Exchange Commission v. The Keller Corporation, Mid-Continent Securities Corp., Earl Bullock, F. Ray BessCourt of Appeals for the Seventh Circuit · 1963
- Los Angeles Trust Deed & Mortgage Exchange v. Securities & Exchange CommissionCourt of Appeals for the Ninth Circuit · 1960
- Rose Moses v. C. Rodgers BurginCourt of Appeals for the First Circuit · 1971
39 more not listed; retrieve them via the Exa API.