Legal Opinion
Los Angeles Trust Deed & Mortgage Exchange v. Securities & Exchange Commission
Court of Appeals for the Ninth Circuit
Decided November 23, 1960No. 16995PublishedCited by 69 opinions
1Opinion of the Court
BARNES, Circuit Judge.
The Securities and Exchange Commission (referred to herein as SEC) instituted suit against three corporate defendants 1 and five individual officers thereof in the United States District Court for the Southern District of California. Originally the defendants were charged with issuing and selling securities in a fraudulent and deceitful manner, using the mails, to effect sales of securi*165ties by fraud, and violating certain provisions of the Securities Act of 1933 (15 U.S.C.A. § 77q) and the Securities Exchange Act of 1934 (15 U.S.C.A. § 78o), with respect to the…
2Cases cited38 opinions
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Porter v. Warner Holding Co.Supreme Court of the United States · 1946
- Securities & Exchange Commission v. C. M. Joiner Leasing Corp.Supreme Court of the United States · 1943
- National Labor Relations Board v. Express Publishing Co.Supreme Court of the United States · 1941
- United States v. Parke, Davis & Co.Supreme Court of the United States · 1960
33 more not listed; retrieve them via the Exa API.
3Cited by69 opinions
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Fed. Sec. L. Rep. P 97,588 Securities and Exchange Commission v. Stephen MurphyCourt of Appeals for the Ninth Circuit · 1980
- William Harris v. Palm Springs Alpine Estates, Inc.Court of Appeals for the Ninth Circuit · 1964
- Fed. Sec. L. Rep. P 93,072 Securities and Exchange Commission v. Texas Gulf Sulphur Company, a Texas CorporationCourt of Appeals for the Second Circuit · 1971
- In Re Cement Antitrust Litigation (Mdl No. 296)Court of Appeals for the Ninth Circuit · 1982
64 more not listed; retrieve them via the Exa API.