Legal Opinion
Securities and Exchange Commission v. The Keller Corporation, Mid-Continent Securities Corp., Earl Bullock, F. Ray Bess
Court of Appeals for the Seventh Circuit
Decided October 8, 1963No. 14116_1PublishedCited by 86 opinions
1Opinion of the Court
HASTINGS, Chief Judge.
This action was brought in the district court by plaintiff Securities and Exchange Commission (SEC) against defendants, The Keller Corporation (Kellco), Mid-Continent Securities Corporation (Midco), Earl Bullock, F. Ray Bess, Leonard J. Thornburg and Walter C. Olsen.
SEC sought to enjoin all defendants from violating Section 17(a) of the Securities Act of 1933, 15 U.S.C.A. § 77 q(a), 1 to enjoin Kellco from violating Section 7(a) of the Investment Company Act of 1940, 15 U.S.C.A. § 80a — 7(a), 2 and for the appointment of a trustee and receiver for the assets of both…
2Cases cited13 opinions
- McComb v. Jacksonville Paper Co.Supreme Court of the United States · 1949
- Porter v. Warner Holding Co.Supreme Court of the United States · 1946
- Mitchell v. Robert DeMario Jewelry, Inc.Supreme Court of the United States · 1960
- Securities & Exchange Commission v. Universal Service Ass'nCourt of Appeals for the Seventh Circuit · 1939
- Aldred Inv. Trust v. Securities & Exchange CommissionCourt of Appeals for the First Circuit · 1945
8 more not listed; retrieve them via the Exa API.
3Cited by86 opinions
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Chris-Craft Industries, Inc. v. Piper Aircraft Corp.Court of Appeals for the Second Circuit · 1973
- In Re Prudential Insurance Co. of America Sales Practices LitigationDistrict Court, D. New Jersey · 1997
- Securities and Exchange Commission v. First Financial Group of TexasCourt of Appeals for the First Circuit · 1981
- Fed. Sec. L. Rep. P 96,370 Securities and Exchange Commission v. Koracorp Industries, Inc.Court of Appeals for the Ninth Circuit · 1978
81 more not listed; retrieve them via the Exa API.