Legal Opinion
Securities & Exchange Commission v. Fiscal Fund, Inc.
District Court, D. Delaware
Decided January 12, 1943No. Civ. A. 283PublishedCited by 27 opinions
1Opinion of the Court
LEAHY, District Judge.
This is an action by the Securities and Exchange Commission under Sec. 42(e) of the Investment Company Act of 1940 to enjoin Fiscal Fund, Inc., 1 a Delaware corporation, from violations of Secs. 22(e), 30(b) (1) and 30(d) of the Act and to enforce compliance with those sections. Because of circumstances which I shall detail subsequently, the Commission also asks for a permanent receiver to wind up and liquidate Fiscal. 2 Fiscal is a management 3 investment company of the open end 4 diversified 5 type. It is duly registered under the Act as an investment company 6 . By…
2Cases cited9 opinions
- Riehle v. MargoliesSupreme Court of the United States · 1929
- Pusey & Jones Co. v. HanssenSupreme Court of the United States · 1923
- Hartford Accident & Indemnity Co. v. Southern Pacific Co.Supreme Court of the United States · 1927
- Black & Yates, Inc. v. Mahogany Ass'nCourt of Appeals for the Third Circuit · 1942
- Maxwell v. Enterprise Wall Paper Mfg. Co.Court of Appeals for the Third Circuit · 1942
4 more not listed; retrieve them via the Exa API.
3Cited by27 opinions
- Los Angeles Trust Deed & Mortgage Exchange v. Securities & Exchange CommissionCourt of Appeals for the Ninth Circuit · 1960
- William Esbitt, as Receiver of the Assets and Property of First Discount Corp. v. Dutch-American Mercantile Corp.Court of Appeals for the First Circuit · 1964
- Aldred Inv. Trust v. Securities & Exchange CommissionCourt of Appeals for the First Circuit · 1945
- Chamber of Commerce of the U.S. v. U.S. Dep't of LaborCourt of Appeals for the Fifth Circuit · 2018
- Drob v. National Memorial Park, Inc.Court of Chancery of Delaware · 1945
22 more not listed; retrieve them via the Exa API.