Legal Opinion
Securities & Exchange Commission v. Northeastern Financial Corp.
District Court, D. New Jersey
Decided January 17, 1967No. Civ. A. 140-63PublishedCited by 9 opinions
1Opinion of the Court
OPINION
AUGELLI, District Judge:
On February 18, 1963, plaintiff Securities and Exchange Commission (Commission) filed a complaint in this Court charging defendants with violations of several sections of the Securities Act of 1933 (1933 Act), 15 U.S.C.A. § 77a et seq., and the Investment Company Act of 1940 (1940 Act), 15 U.S.C.A. § 80a-l et seq.
On the basis of the complaint and supporting affidavits this Court, on February 19, issued a temporary restraining order which, inter alia, prohibited the transfer or other disposition of Northeastern assets, and directed defendants to show cause why,…
2Cases cited5 opinions
- Securities and Exchange Commission v. The Keller Corporation, Mid-Continent Securities Corp., Earl Bullock, F. Ray BessCourt of Appeals for the Seventh Circuit · 1963
- Securities & Exchange Commission v. CulpepperCourt of Appeals for the Second Circuit · 1959
- Securities and Exchange Commission v. OkinCourt of Appeals for the Second Circuit · 1943
- William Douglas Bradford v. Securities and Exchange CommissionCourt of Appeals for the Ninth Circuit · 1960
- Securities & Exchange Commission v. CohnDistrict Court, D. New Jersey · 1963
3Cited by9 opinions
- Fed. Sec. L. Rep. P 93,667 Securities and Exchange Commission v. Advance Growth Capital CorporationCourt of Appeals for the Seventh Circuit · 1972
- SECURITIES AND EXCHANGE COM'N v. Resch-Cassin & Co., Inc.District Court, S.D. New York · 1973
- United States v. 22 Rectangular or Cylindrical Finished DevicesDistrict Court, D. Utah · 1989
- Securities & Exchange Commission v. M. A. Lundy AssociatesDistrict Court, D. Rhode Island · 1973
- Samaritan Center v. Borough of EnglishtownNew Jersey Superior Court Appellate Division · 1996
4 more not listed; retrieve them via the Exa API.