Legal Opinion
Securities & Exchange Commission v. Cohn
District Court, D. New Jersey
Decided April 10, 1963No. Civ. A. No. 577-60PublishedCited by 4 opinions
1Opinion of the Court
AUGELLI, District Judge.
On July 21, 1960, this Court issued a preliminary injunction in this case which enjoined defendants, pending final determination of the matter,
“ * * * from engaging in the business of a broker buying and selling securities for the account of others and engaging in the business of a dealer buying and selling securities for its own account while registered as a broker-dealer with the plaintiff while and at a time when the books and records required by Section 17(a) of the Securities Exchange Act of 1934, as amended, 15 U.S.C. 78q(a) and the rule promulgated thereunder,…
2Cases cited7 opinions
- Securities & Exchange Commission v. Universal Service Ass'nCourt of Appeals for the Seventh Circuit · 1939
- Securities & Exchange Commission v. BorenCourt of Appeals for the Second Circuit · 1960
- Securities and Exchange Commission v. OkinCourt of Appeals for the Second Circuit · 1943
- Securities and Exchange Commission v. LawsonDistrict Court, D. Maryland · 1938
- Securities and Exchange Commission v. GrayeDistrict Court, S.D. New York · 1957
2 more not listed; retrieve them via the Exa API.
3Cited by4 opinions
- Securities and Exchange Commission v. Crofters, Inc.District Court, S.D. Ohio · 1972
- Securities & Exchange Commission v. Northeastern Financial Corp.District Court, D. New Jersey · 1967
- Securities and Exchange Commission v. Midland Basic, Inc.District Court, D. South Dakota · 1968
- In Re RidgwayNew Jersey Superior Court Appellate Division · 1971