Legal Opinion
Fed. Sec. L. Rep. P 93,667 Securities and Exchange Commission v. Advance Growth Capital Corporation
Court of Appeals for the Seventh Circuit
Decided November 13, 1972No. 71-1817PublishedCited by 37 opinions
1Opinion of the Court
MURRAH, Senior Circuit Judge.
This action is brought by the Securities and Exchange Commission (Commission) pursuant to Sections 36 and 42(e) of the Investment Company Act of 1940, 15 U.S.C. § 80a-35 and 41(e), against Advance Growth Capital Corporation, Peter D. Giachini, Chairman of Advance Growth’s Board of Directors, and John J. Murphy, the company’s president and director.
The Investment Company Act is a comprehensive regulatory scheme designed to prevent abusive practices by those in control of ^investment companies. As the Act declares:
“. . . the national public interest and the interest…
2Cases cited20 opinions
- United States v. W. T. Grant Co.Supreme Court of the United States · 1953
- Hecht Co. v. BowlesSupreme Court of the United States · 1944
- Donald W. Buttrey, Trustee in Bankruptcy for Dobich Securities Corporation v. Merrill Lynch, Pierce, Fenner & Smith, Inc.Court of Appeals for the Seventh Circuit · 1969
- Tora C. Brennan v. Midwestern United Life Insurance Company, a CorporationCourt of Appeals for the Seventh Circuit · 1969
- Brennan v. Midwestern United Life Insurance CompanyDistrict Court, N.D. Indiana · 1966
15 more not listed; retrieve them via the Exa API.
3Cited by37 opinions
- Commodity Futures Trading Commission, Cross-Appellee v. Nelson Bunker Hunt, Cross-AppellantsCourt of Appeals for the Seventh Circuit · 1979
- Securities & Exchange Commission v. Pimco Advisors Fund Management LLCDistrict Court, S.D. New York · 2004
- Securities & Exchange Commission v. American Realty TrustDistrict Court, E.D. Virginia · 1977
- SEC v. Guy GentileCourt of Appeals for the Third Circuit · 2019
- Fed. Sec. L. Rep. P 95,701 Securities and Exchange Commission v. Advance Growth Capital CorporationCourt of Appeals for the Seventh Circuit · 1976
32 more not listed; retrieve them via the Exa API.