Legal Opinion
Securities & Exchange Commission v. M. A. Lundy Associates
District Court, D. Rhode Island
Decided July 2, 1973No. Civ. A. 4999PublishedCited by 10 opinions
1Opinion of the Court
OPINION
DAY, District Judge.
In this action the plaintiff seeks injunctive relief, both preliminary and permanent, against the five defendants named in its complaint, based upon certain alleged violations by them of the Securities Act of 1933, 15 U.S.C. § 77a et seq. and of the Securities Exchange Act of 1934,15 U.S.C. § 78a et seq.
In Count I of its complaint the plaintiff alleges that the defendants M. A. Lundy Associates, a sole proprietorship owned by the defendant Maurice A. Lundy, and the defendants Maurice A. Lundy, Kathryn A. Allard and Florida Development Properties, Inc. have violated…
2Cases cited26 opinions
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- Securities & Exchange Commission v. C. M. Joiner Leasing Corp.Supreme Court of the United States · 1943
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Securities & Exchange Commission v. Ralston Purina Co.Supreme Court of the United States · 1953
21 more not listed; retrieve them via the Exa API.
3Cited by10 opinions
- Securities and Exchange Commission v. Savoy Industries, Inc. Appeal of S. Mort ZimmermanCourt of Appeals for the D.C. Circuit · 1981
- UNITED STATES of America, Plaintiff-Appellee, v. Bruce A. JENSEN, Defendant-AppellantCourt of Appeals for the Tenth Circuit · 1979
- Glen-Arden Commodities, Inc. v. CostantinoCourt of Appeals for the Second Circuit · 1974
- Norville v. Alton Bigtop Restaurant, Inc.Appellate Court of Illinois · 1974
- Pollok v. CommonwealthSupreme Court of Virginia · 1976
5 more not listed; retrieve them via the Exa API.