Legal Opinion
Securities & Exchange Commission v. Capital Solutions Monthly Income Fund, LP
District Court, D. Minnesota
Decided June 27, 2014No. Civ. No. 10-3995 (DWF/JJK)PublishedCited by 8 opinions
1Opinion of the Court
MEMORANDUM OPINION AND ORDER
DONOVAN W. FRANK, District Judge.
INTRODUCTION
This matter is before the Court on Plaintiff Securities and Exchange Commission’s (“SEC”) Motion for Remedies Against Defendants Todd A. Duckson (“Duckson”), Transactional Finance Fund Management, LLC (“TFFM”), and the Capital Solutions Monthly Income Fund, LP, f/k/a Hennessey Financial Monthly Income Fund, LP (“the Fund”) (collectively, “Defendants”). (Doc. No. 360.) For the reasons set forth below, the Court grants in part and denies in part the motion.
BACKGROUND
The SEC brought this action under various securities laws…
2Cases cited21 opinions
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Steadman v. Securities & Exchange CommissionSupreme Court of the United States · 1981
- Fed. Sec. L. Rep. P 97,588 Securities and Exchange Commission v. Stephen MurphyCourt of Appeals for the Ninth Circuit · 1980
- Securities and Exchange Commission v. First City Financial Corporation, Ltd.Court of Appeals for the First Circuit · 1989
- Fed. Sec. L. Rep. P 96,351 Securities and Exchange Commission v. Commonwealth Chemical Securities, Inc.Court of Appeals for the Second Circuit · 1978
16 more not listed; retrieve them via the Exa API.
3Cited by8 opinions
- United States Securities & Exchange Commission v. MarkusenDistrict Court, D. Minnesota · 2015
- United States Securities & Exchange Commission v. CollyardDistrict Court, D. Minnesota · 2015
- Securities And Exchange Commission v. The Nutmeg Group, LLCDistrict Court, N.D. Illinois · 2020
- U.S. Securities and Exchange Commission v. KleymanDistrict Court, D. Minnesota · 2021
- United States Securities and Exchange Commission v. Bluepoint Investment Counsel, LLCDistrict Court, W.D. Wisconsin · 2025
3 more not listed; retrieve them via the Exa API.