Legal Opinion
Securities and Exchange Commission v. First City Financial Corporation, Ltd.
Court of Appeals for the First Circuit
Decided December 1, 1989No. 88-5232PublishedCited by 279 opinions
1Opinion of the Court
Opinion for the Court filed by Circuit Judge SILBERMAN.
Concurring statement filed by Circuit Judge GINSBURG, in which Circuit Judge EDWARDS joins.
SILBERMAN, Circuit Judge:
Section 13(d) of the Securities Exchange Act of 1934, 15 U.S.C. § 78m(d), requires any person who has directly or indirectly obtained the beneficial ownership of more than 5 percent of any registered equity security to disclose within 10 days certain information to the issuer, the exchanges on which the security trades, and to the Securities and Exchange Commission (“SEC”).1 The SEC charged appellants, First City Financial…
2Cases cited40 opinions
- Anderson v. City of Bessemer CitySupreme Court of the United States · 1985
- United States v. W. T. Grant Co.Supreme Court of the United States · 1953
- Mills v. Electric Auto-Lite Co.Supreme Court of the United States · 1970
- Bigelow v. RKO Radio Pictures, Inc.Supreme Court of the United States · 1946
- Porter v. Warner Holding Co.Supreme Court of the United States · 1946
35 more not listed; retrieve them via the Exa API.
3Cited by279 opinions
- United States v. Paul A. BilzerianCourt of Appeals for the Second Circuit · 1991
- United States v. Philip Morris USA Inc.Court of Appeals for the D.C. Circuit · 2009
- United States v. Philip Morris Inc.District Court, District of Columbia · 2000
- Alpo Petfoods, Inc. v. Ralston Purina CompanyCourt of Appeals for the D.C. Circuit · 1990
- Securities & Exchange Commission v. RazmilovicCourt of Appeals for the Second Circuit · 2013
274 more not listed; retrieve them via the Exa API.