Legal Opinion
United States Securities & Exchange Commission v. Collyard
District Court, D. Minnesota
Decided December 9, 2015No. Case No. 11-CV-3656 (JNE/JJK)PublishedCited by 3 opinions
1Opinion of the Court
ORDER
JOAN N. ERICKSEN, United States District Judge
I. Background
The SEC brought this action on December 21, 20Í1 alleging that at various points between 2001 and 2010, the defendants violated Section 15(a) of the Securities Exchange Act of 1934,15 U.S.C. § 78o(a), by acting as unregistered brokers in offering and selling the securities of Bixby Energy Systems, Inc. (“Bixby”). Compl. ¶¶ 1-5, 38-40, Dkt. No. 1. The SEC alleged that defendants Gary A. Collyard (“Collyard”) and Collyard Group, LLC (“Collyard Group”) further violated the securities laws by making material misrepresentations and…
2Cases cited29 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Ricci v. DeStefanoSupreme Court of the United States · 2009
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Gabelli v. Securities & Exchange CommissionSupreme Court of the United States · 2013
- Safwat Soliman v. Mike Johanns, Secretary, United States Department of AgricultureCourt of Appeals for the Eighth Circuit · 2005
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3Cited by3 opinions
- Securities & Exchange Commission v. CKB168 Holdings, Ltd.District Court, E.D. New York · 2016
- United States Securities & Exchange Commission v. AhmedDistrict Court, D. Connecticut · 2016
- United States Securities and Exchange Commission v. Carebourn Capital, L.P.District Court, D. Minnesota · 2023