Legal Opinion
Securities and Exchange Commission v. Bennett & Company
District Court, D. New Jersey
Decided August 13, 1962No. Civ. A. 411-62PublishedCited by 12 opinions
1Opinion of the Court
AUGELLI, District Judge.
This matter is before the Court on motion of the plaintiff Securities and Exchange Commission (“SEC”) for a temporary injunction and the appointment of a receiver. This relief is sought pursuant to section 20(b) of the Securities Act of 1933, as amended (“Act”), 15 U.S.C.A. § 77t(b), and jurisdiction is invoked under section 22(a) of the Act, 15 U.S.C.A. § 77v(a).
Defendant Bennett & Company is a partnership and is registered with SEC as a broker-dealer in securities; defendant Bennett Davies is the sole general partner of said Company; and defendant Frederick Davies is…
2Cases cited14 opinions
- Hamilton Watch Co. v. Benrus Watch Co., IncCourt of Appeals for the Second Circuit · 1953
- Securities and Exchange Commission v. TorrCourt of Appeals for the Second Circuit · 1937
- Los Angeles Trust Deed & Mortgage Exchange v. Securities & Exchange CommissionCourt of Appeals for the Ninth Circuit · 1960
- Securities & Exchange Commission v. Universal Service Ass'nCourt of Appeals for the Seventh Circuit · 1939
- Securities & Exchange Commission v. Timetrust, Inc.District Court, N.D. California · 1939
9 more not listed; retrieve them via the Exa API.
3Cited by12 opinions
- Securities and Exchange Commission v. The Keller Corporation, Mid-Continent Securities Corp., Earl Bullock, F. Ray BessCourt of Appeals for the Seventh Circuit · 1963
- Fed. Sec. L. Rep. P 94,031 Securities and Exchange Commission v. First American Bank and Trust CompanyCourt of Appeals for the First Circuit · 1973
- Securities & Exchange Commission v. R. J. Allen & Associates, Inc.District Court, S.D. Florida · 1974
- Securities & Exchange Commission v. Broadwall Securities, Inc.District Court, S.D. New York · 1965
- Securities & Exchange Commission v. General Refractories Co.District Court, District of Columbia · 1975
7 more not listed; retrieve them via the Exa API.