Legal Opinion
Securities & Exchange Commission v. R. J. Allen & Associates, Inc.
District Court, S.D. Florida
Decided November 29, 1974No. Civ. A. 74-1273-Civ-CFPublishedCited by 39 opinions
1Opinion of the Court
MEMORANDUM OPINION
FULTON, Chief Judge.
The plaintiff Securities and Exchange Commission (“Commission”) filed its Complaint herein against the corporate and individual defendants on October 1, 1974, seeking injunctive and ancillary relief for alleged violations of Section 17(a) of the Securities Act of 1933, as amended, (“Securities Act”) [15 U.S.C. § 77q(a)] and Section 10(b) of the Securities Exchange Act of 1934, as amended (“Exchange Act”) [15 U.S.C. § 78j(b)] and Rule 10b-5 promulgated thereunder [17 CFR 240.10b-5] 1 . The Commission sought a Temporary Restraining Order and Preliminary and…
2Cases cited41 opinions
- United States v. W. T. Grant Co.Supreme Court of the United States · 1953
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- J. I. Case Co. v. BorakSupreme Court of the United States · 1964
- Hecht Co. v. BowlesSupreme Court of the United States · 1944
- Tcherepnin v. KnightSupreme Court of the United States · 1967
36 more not listed; retrieve them via the Exa API.
3Cited by39 opinions
- Fed. Sec. L. Rep. P 95,745 Dean Woods, and All Other Persons Similarly Situated v. Covington County Bank, Edward Hoglund v. Covington County BankCourt of Appeals for the Fifth Circuit · 1976
- United States v. BrienCourt of Appeals for the First Circuit · 1980
- Securities and Exchange Commission v. First Financial Group of TexasCourt of Appeals for the First Circuit · 1981
- United States v. Steven Sawyer, Harvey M. Bloch, Allen C. LeavittCourt of Appeals for the Eleventh Circuit · 1986
- Dean Woods v. Barnett Bank Of Fort LauderdaleCourt of Appeals for the Third Circuit · 1985
34 more not listed; retrieve them via the Exa API.