Legal Opinion
Fed. Sec. L. Rep. P 94,031 Securities and Exchange Commission v. First American Bank and Trust Company
Court of Appeals for the First Circuit
Decided June 25, 1973No. 72-1306, 72-1313PublishedCited by 40 opinions
1Opinion of the Court
VAN PELT, Senior District Judge.
This case involves cross appeals from the judgment and order of the United States District Court for the District of North Dakota denying in all but one respect the request of plaintiff SEC for injunctive relief restraining defendants from violating the anti-fraud provisions of § 17(a) of the Securities Act of 1933. 1 The defendants included First American Bank & Trust Company [First American], Bismarck Investment Corp., which controlled First American, Robert M. Hart [Hart], First American’s president and controlling shareholder, Robert Campbell, vice…
2Cases cited17 opinions
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Mills v. Electric Auto-Lite Co.Supreme Court of the United States · 1970
- Hecht Co. v. BowlesSupreme Court of the United States · 1944
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- Myzel v. FieldsCourt of Appeals for the Eighth Circuit · 1967
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3Cited by40 opinions
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- SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. CARRIBA AIR, INC., Et Al., Defendants-AppellantsCourt of Appeals for the Eleventh Circuit · 1982
- Kramas v. Security Gas & Oil Inc.Court of Appeals for the Ninth Circuit · 1982
- McMahan & Co. v. Wherehouse Entertainment, Inc.Court of Appeals for the Second Circuit · 1990
- Commodity Futures Trading Commission v. British American Commodity Options Corp.Court of Appeals for the Second Circuit · 1977
35 more not listed; retrieve them via the Exa API.