Legal Opinion
Securities and Exchange Commission v. Lyndon L. Pearson
Court of Appeals for the Tenth Circuit
Decided May 22, 1970No. 9975PublishedCited by 23 opinions
1Opinion of the Court
HOLLOWAY, Circuit Judge.
The Securities and Exchange Commission (the Commission) brought suit in the District Court for preliminary and permanent injunctions against eight defendants, including appellee Pearson, to restrain violations of the registration and antifraud provisions of the federal securities laws. 1 Specifically the Commission charged that violations occurred by trading in unregistered stock; unlawful manipulations of the price of the stock; and fraudulent conduct by failure to reveal nonregistration and restrictions on transfer of the stock, among other things.
Other defendants…
2Cases cited13 opinions
- United States v. United States Gypsum Co.Supreme Court of the United States · 1948
- Zenith Radio Corp. v. Hazeltine Research, Inc.Supreme Court of the United States · 1969
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- Swift & Co. v. United StatesSupreme Court of the United States · 1928
- Continental Oil Company v. The Frontier Refining CompanyCourt of Appeals for the Tenth Circuit · 1964
8 more not listed; retrieve them via the Exa API.
3Cited by23 opinions
- Mabel Penn v. San Juan Hospital, Inc.Court of Appeals for the Tenth Circuit · 1975
- Fed. Sec. L. Rep. P 96,370 Securities and Exchange Commission v. Koracorp Industries, Inc.Court of Appeals for the Ninth Circuit · 1978
- Dry Creek Lodge, Inc., a Wyoming Corporation v. The United States of AmericaCourt of Appeals for the Tenth Circuit · 1975
- Collins Securities Corporation and Timothy Collins v. Securities and Exchange CommissionCourt of Appeals for the D.C. Circuit · 1977
- Fed. Sec. L. Rep. P 94,031 Securities and Exchange Commission v. First American Bank and Trust CompanyCourt of Appeals for the First Circuit · 1973
18 more not listed; retrieve them via the Exa API.