Legal Opinion
Collins Securities Corporation and Timothy Collins v. Securities and Exchange Commission
Court of Appeals for the D.C. Circuit
Decided September 23, 1977No. 75-2200PublishedCited by 45 opinions
1Opinion of the Court
Opinion for the Court filed by WILKEY, Circuit Judge.
WILKEY, Circuit Judge:
The petitioners in this case are Collins Securities Corporation (CSC), a broker-dealer and investment adviser registered with the Securities and Exchange Commission (SEC or Commission), and its president, Timothy Collins. Petitioners seek to have set aside the 23 October 1975 decision of the Commission In The Matter of Collins Securities Corporation, 1 which concluded that petitioners had violated various antifraud provisions of the federal securities laws. 2 As the result of this conclusion, the SEC ordered 1) that…
2Cases cited32 opinions
- Gertz v. Robert Welch, Inc.Supreme Court of the United States · 1974
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Santa Fe Industries, Inc. v. GreenSupreme Court of the United States · 1977
- Woodby v. Immigration & Naturalization ServiceSupreme Court of the United States · 1966
- Schneiderman v. United StatesSupreme Court of the United States · 1943
27 more not listed; retrieve them via the Exa API.
3Cited by45 opinions
- Steadman v. Securities & Exchange CommissionSupreme Court of the United States · 1981
- Securities and Exchange Commission v. Savoy Industries, Inc. Appeal of S. Mort ZimmermanCourt of Appeals for the D.C. Circuit · 1978
- Fed. Sec. L. Rep. P 96,610 Securities and Exchange Commission v. Gerson Blatt, Barton S. Udell, and John PullmanCourt of Appeals for the Fifth Circuit · 1978
- Charles W. STEADMAN, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, RespondentCourt of Appeals for the Fifth Circuit · 1979
- State of Alaska v. Cecil D. AndrusCourt of Appeals for the D.C. Circuit · 1978
40 more not listed; retrieve them via the Exa API.