Legal Opinion
Securities Exchange Commission v. Durgarian
District Court, D. Massachusetts
Decided March 6, 2007No. Civil Action 05-12618-NMGPublishedCited by 12 opinions
1Opinion of the Court
MEMORANDUM & ORDER
GORTON, District Judge.
This case involves a securities enforcement action brought against former officers and employees of Putnam Fiduciary Trust Company (“Putnam”), a subsidiary of Putnam Investments, which provides record-keeping and administrative services for mutual funds and retirement and defined contribution plans sponsored by various companies. The six defendants are: Karnig Durgarian, Jr. (“Durgarian”), formerly Putnam’s Chief of Operations as well as Principal Executive Officer of several Putnam mutual funds, Donald McCracken (“McCracken”), former Head of Global…
2Cases cited34 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
- Apprendi v. New JerseySupreme Court of the United States · 2000
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- Alexander v. SandovalSupreme Court of the United States · 2001
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3Cited by12 opinions
- Securities & Exchange Commission v. EspositoDistrict Court, D. Massachusetts · 2017
- Securities & Exchange Commission v. BerryDistrict Court, N.D. California · 2008
- Securities & Exchange Commission v. SteffesDistrict Court, N.D. Illinois · 2011
- Isham v. Perini Corp.District Court, D. Massachusetts · 2009
- Securities & Exchange Commission v. PapaCourt of Appeals for the First Circuit · 2009
7 more not listed; retrieve them via the Exa API.