Legal Opinion
Securities & Exchange Commission v. Papa
Court of Appeals for the First Circuit
Decided February 6, 2009No. 08-1172PublishedCited by 8 opinions
1Opinion of the Court
BOUDIN, Circuit Judge.
This is an appeal by the Securities and Exchange Commission (“SEC”) from a judgment of the district court dismissing with prejudice a civil complaint against three individuals charging them with violations of the securities laws. On the grant of a motion to dismiss, well-pleaded facts in the complaint are taken as true, Tellabs, Inc. v. Makor Issues & Rights, Ltd., 551 U.S. 308, 127 S.Ct. 2499, 2509, 168 L.Ed.2d 179 (2007), so our description of events is largely drawn from the complaint.
Putnam is a well-known money management firm. One of its entities, Putnam Fiduciary…
2Cases cited19 opinions
- Tellabs, Inc. v. Makor Issues & Rights, Ltd.Supreme Court of the United States · 2007
- Burks v. United StatesSupreme Court of the United States · 1978
- Central Bank of Denver, N. A. v. First Interstate Bank of Denver, N. A.Supreme Court of the United States · 1994
- Krulewitch v. United StatesSupreme Court of the United States · 1949
- Grunewald v. United StatesSupreme Court of the United States · 1957
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3Cited by8 opinions
- United States v. Figueroa-CartagenaCourt of Appeals for the First Circuit · 2010
- Isham v. Perini Corp.District Court, D. Massachusetts · 2009
- SECURITIES AND EXCHANGE COMMISSION v. LIBERTYDistrict Court, D. Maine · 2021
- SECURITIES AND EXCHANGE COMMISSION v. RRBB ASSET MANAGEMENT, LLCDistrict Court, D. New Jersey · 2021
- Securities and Exchange Commission v. Jonathan L. WilcoxDistrict Court, D. Massachusetts · 2023
3 more not listed; retrieve them via the Exa API.