Legal Opinion
Securities & Exchange Commission v. Esposito
District Court, D. Massachusetts
Decided April 14, 2017No. Civil Action No. 1:16-cv-10960-ADBPublishedCited by 30 opinions
1Opinion of the Court
MEMORANDUM AND ORDER
BURROUGHS, D.J.
I. INTRODUCTION
In May 2016, Plaintiff Securities and Exchange Commission (the “SEC” or the “Commission”) filed this civil enforcement action against two corporate entities and four individuals, including Lionshare Ventures LLC (“Lionshare”). [ECF No. 1 (hereinafter the “Complaint”)]. The case arises out of allegations that the defendants schemed to offer or sell unregistered securities in violation of federal securities laws and regulations. Currently before the Court is the SEC’s Motion for a Default Judgment against Lionshare [ECF No. 69], which, is…
2Cases cited30 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980
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3Cited by30 opinions
- Sec. & Exch. Comm'n v. WeedDistrict Court, District of Columbia · 2018
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- Sec. & Exch. Comm'n v. DFRF Enters. LLCDistrict Court, District of Columbia · 2019
- Sec. & Exch. Comm'n v. Telexfree, Inc.District Court, District of Columbia · 2018
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