Legal Opinion
Securities & Exchange Commission v. Thomas D. Kienlen Corp.
District Court, D. Oregon
Decided January 16, 1991No. Civil 90-6390-JOPublishedCited by 8 opinions
1Opinion of the Court
OPINION AND ORDER
ROBERT E. JONES, District Judge:
The Securities and Exchange Commission (SEC) moves for partial summary judgment against defendants, Thomas D. Kienlen Corporation (TDK) and Thomas D. Kienlen (Kienlen), on the grounds that defendants violated sections 5(b)(1) 1 and 5(c) 2 of the Securities Act of 1933, 15 U.S.C. §§ 77e(b)(l) and (c), the first and second causes of action in the SEC’s complaint.
Facts
Since TDK was formed in 1980, TDK through Kienlen has offered a mutual fund timing service to its clients. Kienlen’s investment strategy involves TDK’s clients authorizing TDK to…
2Cases cited6 opinions
- Gerald M. Hocking v. Maylee Dubois and Vitousek & Dick Realtors, Inc., a Hawaii CorporationCourt of Appeals for the Ninth Circuit · 1989
- CHRIS-CRAFT INDUSTRIES, INC., Plaintiff-Appellant, v. BANGOR PUNTA CORPORATION and David W. Wallace, Defendants-AppelleesCourt of Appeals for the Second Circuit · 1970
- Fed. Sec. L. Rep. P 93,302 Ben Diskin v. Lomasney & Co., a Partnership, and Myron A. LomasneyCourt of Appeals for the Second Circuit · 1971
- Securities & Exchange Commission v. National Executive Planners, Ltd.District Court, M.D. North Carolina · 1980
- Securities and Exchange Com'n v. Arvida CorporationDistrict Court, S.D. New York · 1958
1 more not listed; retrieve them via the Exa API.
3Cited by8 opinions
- Securities & Exchange Commission v. Better Life Club of America, Inc.District Court, District of Columbia · 1998
- Securities & Exchange Commission v. Alpha Telcom, Inc.District Court, D. Oregon · 2002
- United States Securities & Exchange Commission v. Sierra Brokerage Services Inc.District Court, S.D. Ohio · 2009
- Luallin v. KoehlerNorth Dakota Supreme Court · 2002
- Moses v. CarnahanMissouri Court of Appeals · 2006
3 more not listed; retrieve them via the Exa API.