Legal Opinion
United States Securities & Exchange Commission v. Sierra Brokerage Services Inc.
District Court, S.D. Ohio
Decided March 31, 2009No. 1:03-cv-00326PublishedCited by 20 opinions
1Opinion of the Court
OPINION & ORDER
ALGENON L. MARBLEY, District Judge.
I. INTRODUCTION
The Securities and Exchange Commission (“SEC”) filed this civil enforcement action against twelve defendants alleging that they violated registration, disclosure, and anti-fraud provisions of federal securities law in connection with the public sale of Bluepoint Linux Software Corporation’s (“Bluepoint”) shares. In Count I, the SEC claims that Defendants Aaron Tsai (“Tsai”), Michael Markow (“Markow”), Global Guarantee Corporation (“Global Guarantee”), Francois Goelo (“Goelo”), Yongzhi Yang (“Yang”), K & J Consulting Ltd. (“K & J…
2Cases cited72 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- Matsushita Electric Industrial Co., Ltd. v. Zenith Radio CorporationSupreme Court of the United States · 1986
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Santa Fe Industries, Inc. v. GreenSupreme Court of the United States · 1977
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3Cited by20 opinions
- United States Securities & Exchange Commission v. Sierra Brokerage Services, Inc.Court of Appeals for the Sixth Circuit · 2013
- Securities & Exchange Commission v. ContorinisCourt of Appeals for the Second Circuit · 2014
- State v. Public Utility Com'n of TexasTexas Supreme Court · 2011
- In re National Century Financial Enterprises, Inc., Investment LitigationDistrict Court, S.D. Ohio · 2012
- United States Securities & Exchange Commission v. VerdiramoDistrict Court, S.D. New York · 2011
15 more not listed; retrieve them via the Exa API.