Legal Opinion
Kempner v. Oppenheimer & Co., Inc.
District Court, S.D. New York
Decided June 3, 1987No. 85 Civ. 2277 (SWK)PublishedCited by 17 opinions
1Opinion of the Court
MEMORANDUM OPINION AND ORDER
KRAM, District Judge.
This action arises under Sections 12 and 15 of the Securities Act of 1933 (the “Secu rities Act”), as amended, 15 U.S.C. §§ 77i and 11 o, Sections 10 and 20 of the Securities Exchange Act of 1934 (the “Exchange Act”), as amended, 15 U.S.C. §§ 78j and 78t, and Rules 10b-5 and 10b-10 promulgated thereunder, 17 C.F.R. §§ 240.10b-5 and 240.10b-10, Sections 339-a, 339-e and 352-c of the New York General Business Law, N.Y.Gen.Bus.Law §§ 339-a, 339-e and 352-c (McKinney 1968), and common law principles of fraud, breach of fiduciary duty and…
2Cases cited22 opinions
- Dean Witter Reynolds Inc. v. ByrdSupreme Court of the United States · 1985
- Wilko v. SwanSupreme Court of the United States · 1953
- F. D. Rich Co. v. United States Ex Rel. Industrial Lumber Co.Supreme Court of the United States · 1974
- Cinema 5, Ltd. v. Cinerama, Inc.Court of Appeals for the Second Circuit · 1976
- Abram Chasins v. Smith, Barney & Co., Inc.Court of Appeals for the Second Circuit · 1971
17 more not listed; retrieve them via the Exa API.
3Cited by17 opinions
- Talvy v. American Red Cross in Greater New YorkAppellate Division of the Supreme Court of the State of New York · 1994
- Felix v. BalkinDistrict Court, S.D. New York · 1999
- Shabbir v. Pakistan International AirlinesDistrict Court, E.D. New York · 2005
- Cowen & Co. v. MerriamDistrict Court, S.D. New York · 1990
- Bass Public Ltd. Co. v. Promus Companies Inc.District Court, S.D. New York · 1994
12 more not listed; retrieve them via the Exa API.