Legal Opinion
Cowen & Co. v. Merriam
District Court, S.D. New York
Decided August 29, 1990No. 88 Civ. 4406(RPP), 88 Civ. 4439(RPP)PublishedCited by 16 opinions
1Opinion of the Court
OPINION AND ORDER
ROBERT P. PATTERSON, Jr., District Judge.
This is an action brought by plaintiff, a registered securities broker-dealer, for damages arising out of stock transactions which occurred in October 1987. Plaintiff alleges that defendants have violated Sections 12(2) and 17 of the Securities Act of 1933, 15 U.S.C. §§ 111 and 77q, Sections 9(a) and 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78i(a) and j(b), and SEC Rule 10b-5, 17 C.F.R. § 240.10b-5 promulgated thereunder, as well as committed common law fraud and breach of contract. Defendant James Merriam now moves to…
2Cases cited23 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
- Santa Fe Industries, Inc. v. GreenSupreme Court of the United States · 1977
- Goldman v. BeldenCourt of Appeals for the Second Circuit · 1985
- Ross v. A. H. Robins Co.Court of Appeals for the Second Circuit · 1979
- Spradlin v. United StatesSupreme Court of the United States · 1980
18 more not listed; retrieve them via the Exa API.
3Cited by16 opinions
- ATSI Communications, Inc. v. Shaar Fund, Ltd.Court of Appeals for the Second Circuit · 2007
- Dietrich v. BauerDistrict Court, S.D. New York · 1999
- Fezzani v. Bear, Stearns & Co., Inc.District Court, S.D. New York · 2004
- Connolly v. HavensDistrict Court, S.D. New York · 1991
- Schnell v. Conseco, Inc.District Court, S.D. New York · 1999
11 more not listed; retrieve them via the Exa API.