Legal Opinion
Abram Chasins v. Smith, Barney & Co., Inc.
Court of Appeals for the Second Circuit
Decided March 2, 1971No. 551, 657, Dockets 34326, 34456PublishedCited by 169 opinions
1Opinion of the Court
J. JOSEPH SMITH, Circuit Judge:
On petition for rehearing, the opinion filed July 7, 1970 is withdrawn and the following opinion substituted therefor. The petition for rehearing is otherwise denied.
This is an appeal by Smith, Barney & Co., Inc., a stock brokerage firm [hereinafter “Smith, Barney”] from a judgment for damages on a determination by Judge Dudley B. Bonsai in the United States District Court for the Southern District of New York that Smith, Barney had violated Rules 10b-5 and 15cl-4 (17 C.F.R. §§ 240.10b-5 and 240.15cl-4), 1 promulgated under the Se curities Exchange Act, 15…
2Cases cited11 opinions
- Mills v. Electric Auto-Lite Co.Supreme Court of the United States · 1970
- J. I. Case Co. v. BorakSupreme Court of the United States · 1964
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- List v. Fashion Park, Inc.Court of Appeals for the Second Circuit · 1965
- Walter J. Kohler v. Kohler Co., a Corporation, Herbert v. Kohler, Ernst & Ernst, a Partnership, and Paul F. JohnsonCourt of Appeals for the Seventh Circuit · 1963
6 more not listed; retrieve them via the Exa API.
3Cited by169 opinions
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Blackie v. BarrackCourt of Appeals for the Ninth Circuit · 1975
- Rolf v. Blyth, Eastman Dillon & Co.Court of Appeals for the Second Circuit · 1978
- Martin v. Heinold Commodities, Inc.Illinois Supreme Court · 1994
- Landry v. Federal Deposit Insurance CorporationCourt of Appeals for the Third Circuit · 1973
164 more not listed; retrieve them via the Exa API.