Lutz v. Chitwood

ORDER

HERMAN J. WEBER, Senior District Judge.

I. Introduction

This is an appeal from a decision issued on October 7, 2004, by the United States Bankruptcy Court for the Southern District of Ohio in a consolidated liquidation proceeding brought under the Securities Investors Protection Act (SIPA), 15 U.S.C. § 78aaa, et seq. PlaintiffAppellant Douglas L. Lutz, Trustee, (Trustee) appeals from the Memorandum Decision Granting Defendants’ Motion to Dismiss Claims for Negligence, Breach of Fiduciary Duty and Negligent Supervision asserted on behalf of the debtors’ estate and the Securities Investors…