Legal Opinion
Securities and Exchange Commission v. John A. Hickey, and Mamie Tang, Continental Capital Financial Group, Inc. Continental Capital Income Fund II Jm Regional, Inc. Continental Capital Properties I, Inc. Continental Capital Securities Group, Inc. Continental Capital Investments, Inc. Continental Capital Employees, Inc. Continental Capital Secured Principal With Income Fund I Continental Capital Private Equity Fund I D.E. Frey & Company, Inc., Securities and Exchange Commission v. John A. Hickey, and John Hickey Brokerage, Third-Party
Court of Appeals for the Third Circuit
Decided March 7, 2003No. 01-17027PublishedCited by 19 opinions
1Opinion of the Court
322 F.3d 1123
SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee,
v.
John A. HICKEY, Defendant-Appellant, and
Mamie Tang, Continental Capital Financial Group, Inc.; Continental Capital Income Fund II; JM Regional, Inc.; Continental Capital Properties I, Inc.; Continental Capital Securities Group, Inc.; Continental Capital Investments, Inc.; Continental Capital Employees, Inc.; Continental Capital Secured Principal with Income Fund I; Continental Capital Private Equity Fund I; D.E. Frey & Company, Inc., Defendants.
Securities and Exchange Commission, Plaintiff-Appellee,
v.
John A. Hickey,…
2Cases cited17 opinions
- McComb v. Jacksonville Paper Co.Supreme Court of the United States · 1949
- Sonora Diamond Corp. v. Superior CourtCalifornia Court of Appeal · 2000
- Mesler v. Bragg Management Co.California Supreme Court · 1985
- Peterson v. Highland Music, Inc.Court of Appeals for the Ninth Circuit · 1998
- Securities and Exchange Commission v. Danny O. Cherif, and Khaled Sanchou, NominalCourt of Appeals for the Seventh Circuit · 1991
12 more not listed; retrieve them via the Exa API.
3Cited by19 opinions
- Joshua Kelly v. Timothy WenglerCourt of Appeals for the Ninth Circuit · 2016
- In Re SchwarzkopfCourt of Appeals for the Ninth Circuit · 2010
- Postal Instant Press, Inc. v. Kaswa Corp.California Court of Appeal · 2008
- Tatung Co. v. Shu Tze HsuDistrict Court, C.D. California · 2016
- CADC/RADC Venture 2011-1 LLC v. BradleyCalifornia Court of Appeal · 2015
14 more not listed; retrieve them via the Exa API.