Legal Opinion
Clark v. Kidder, Peabody & Co., Inc.
District Court, S.D. New York
Decided May 9, 1986No. 85 Civ. 8140 (RLC)PublishedCited by 9 opinions
1Opinion of the Court
ROBERT L. CARTER, District Judge.
Plaintiff Peter Clark has brought this action against defendants Kidder, Peabody & Co., Inc. (“Kidder”) and Terry Cross, alleging both state law fraud and violations of the federal securities laws. Jurisdiction is grounded in diversity of citizenship, 28 U.S.C. § 1332, as well as in the assertion of a federal claim, 28 U.S.C. § 1331. The defendants have moved to compel arbitration of all claims or, alternatively, to dismiss those claims arising under § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. §§ 78a et seq. (“Section 10(b)”), and Rule 10b-5 of…
2Cases cited16 opinions
- Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
- Dean Witter Reynolds Inc. v. ByrdSupreme Court of the United States · 1985
- Richard D. BENNETT and Carole A. Bennett, Plaintiffs-Appellants, v. UNITED STATES TRUST COMPANY OF NEW YORK, Defendant-AppelleeCourt of Appeals for the Second Circuit · 1985
- In Re Catanella and EF Hutton and Co.District Court, E.D. Pennsylvania · 1984
- In the Matter of the Arbitration Between Prudential Lines, Inc., and Exxon CorporationCourt of Appeals for the Second Circuit · 1983
11 more not listed; retrieve them via the Exa API.
3Cited by9 opinions
- Church v. Gruntal & Co., Inc.District Court, S.D. New York · 1988
- Cohen v. Prudential-Bache Securities, Inc.District Court, S.D. New York · 1989
- Lazzaro v. ManberDistrict Court, E.D. New York · 1988
- Eickhorst v. E.F. Hutton Group, Inc.District Court, S.D. New York · 1990
- Dean Witter Reynolds Inc. v. ProuseDistrict Court, S.D. New York · 1993
4 more not listed; retrieve them via the Exa API.