Church v. Gruntal & Co., Inc.
District Court, S.D. New York
1Opinion of the Court
OPINION
GRIESA, District Judge.
Plaintiff Sandra Church opened a securities account with Herzfeld & Stern, Inc. in July 1982. Maurice Gross, a Herzfeld account representative, managed the account. In September 1985 Gruntal & Co., Inc. bought the account pursuant to the purchase of some of Herzfeld’s assets. Gross continued, following the purchase, to manage the account.
Plaintiff has brought this action against Herzfeld, Gross and Gruntal alleging violations of Section 10(b) of the Securities Exchange Act of 1934, SEC Rule 10b-5, RICO and New York State law.
Defendants Gruntal and Gross have…
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- Wilko v. SwanSupreme Court of the United States · 1953
- Genesco, Inc. v. T. Kakiuchi & Co.Court of Appeals for the Second Circuit · 1987
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