Legal Opinion

Dean Witter Reynolds Inc. v. Prouse

District Court, S.D. New York

Decided September 14, 1993No. 93 CIV. 1853(WCC)PublishedCited by 8 opinions

1Opinion of the Court

OPINION AND ORDER

WILLIAM C. CONNER, District Judge.

Dean Witter Reynolds Inc. (“Dean Witter”), petitions this Court for a declaratory judgment stating that it is not required to arbitrate Michael and Catherine Kettenring’s (“the Kettenrings”) claims against the firm before the American Arbitration Association (“AAA”). • The Kettenrings’ cross-petition seeks to compel Dean Witter to arbitrate before the AAA in New York City or, in the alternative, before the National Association of Securities Dealers Inc. (“NASD”) in New York City. Dean Witter’s petition is granted and the Kettenrings’…

2Cases cited14 opinions

  1. Volt Info. Sciences, Inc. v. Bd. of Trustees of Leland Stanford Jr. U.Supreme Court of the United States · 1989
  2. Dean Witter Reynolds Inc. v. ByrdSupreme Court of the United States · 1985
  3. Shearson Lehman Hutton, Inc. v. Walter Wagoner, Jr., TrusteeCourt of Appeals for the Second Circuit · 1991
  4. Painewebber Incorporated v. H. William HofmannCourt of Appeals for the Third Circuit · 1993
  5. Merrill Lynch, Pierce, Fenner & Smith Incorporated v. Argyris G. Georgiadis and American Arbitration Association, Appeal of Argyris G. GeorgiadisCourt of Appeals for the Second Circuit · 1990

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3Cited by8 opinions

  1. In Re Salomon Inc. Shareholders' Derivative LitigationCourt of Appeals for the Second Circuit · 1995
  2. KKW Enterprises, Inc. v. Gloria Jean's Gourmet Coffees Franchising Corp.Court of Appeals for the First Circuit · 1999
  3. Canada Life Assurance Co. v. Guardian Life Insurance Co. of AmericaDistrict Court, S.D. New York · 2003
  4. Conroy v. Merrill Lynch, Pierce, Fenner & Smith Inc.District Court, W.D. North Carolina · 1995
  5. Broadcort Capital Corp. v. DutcherDistrict Court, S.D. New York · 1994

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