Legal Opinion

Cohen v. Prudential-Bache Securities, Inc.

District Court, S.D. New York

Decided May 16, 1989No. 88 CIV. 3448 (SWK)PublishedCited by 19 opinions

1Opinion of the Court

MEMORANDUM OPINION AND ORDER

KRAM, District Judge.

This action is brought to recover damages for alleged violations of the federal securities laws and various related state laws, including common law fraud, breach of contract and breach of fiduciary duty. More specifically, plaintiff sues for (1) violations of section 10(b) of the Securities v Exchange Act of 1934, 15 U.S.C. § 78j and the associated Rule 10b-5 promulgated by the S.E.C., (2) violations of section 12(2) of the Securities Act of 1933, 15 U.S.C. § 77Z, (3) violations of section 17(a) of the Securities Act of 1933,15 U.S.C. § 77q,…

2Cases cited40 opinions

  1. Conley v. GibsonSupreme Court of the United States · 1957
  2. Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
  3. Basic Inc. v. LevinsonSupreme Court of the United States · 1988
  4. TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
  5. Santa Fe Industries, Inc. v. GreenSupreme Court of the United States · 1977

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3Cited by19 opinions

  1. City Of Monroe Employees Retirement System v. Bridgestone CorporationCourt of Appeals for the Sixth Circuit · 2005
  2. Greenberg Traurig of New York, P.C. v. Moody, Texas Court of Appeals, 14th District (Houston)2005
  3. In Re Integrated Resources Real Estate Ltd. Partnerships Securities LitigationDistrict Court, S.D. New York · 1993
  4. Cook, Perkiss And Liehe, Inc. v. Northern California Collection Service Inc.Court of Appeals for the Ninth Circuit · 1990
  5. Lenz v. Associated Inns & Restaurants Co. of AmericaDistrict Court, S.D. New York · 1993

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