Carpenters Pension Trust Fund v. Barclays PLC
District Court, S.D. New York
1Opinion of the Court
OPINION AND ORDER
SHIRA A. SCHEINDLIN, District Judge.
I. INTRODUCTION
Plaintiffs bring claims for violations of section 10(b) of the Securities Exchange Act of *731934 (“Exchange Act”) and Rule 10b-5 promulgated thereunder against three corporate defendants — Barclays PLC, Barclays Bank PLC, and Barclays Capital Inc. (collectively “Barclays”) — and one individual defendant— Robert E. Diamond, Jr. In addition, they bring claims under section 20(a) of the Exchange Act against individual defendants Diamond, Marcus A.P. Agius, and John S. Var-ley.
As a result of prior rulings, only two sets of…
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