Legal Opinion
United States Securities & Exchange Commission v. Nothern
District Court, D. Massachusetts
Decided November 4, 2005No. CIV.A. 05-10983 NMGPublishedCited by 17 opinions
1Opinion of the Court
MEMORANDUM & ORDER
GORTON, District Judge.
In this case, the United States Securities and Exchange Commission (“SEC”) alleges that the defendant, Steven E. Nothern (“Nothern”), obtained material, nonpublic information from consultant Peter J. Davis (“Davis”) and used that information for profit, commonly described as insider trading, in violation of 15 U.S.C. §§ 78j(b) (Section 10b of the Securities Exchange Act of 1934) and 17 C.F.R. § 240.10b-5 (Rule 10b-5). The SEC now moves pursuant to Fed.R.Civ.P. 12(f) to strike Nothern’s affirmative defense of es-toppel. Having considered the memoran- da…
2Cases cited10 opinions
- Heckler v. Community Health Services of Crawford County, Inc.Supreme Court of the United States · 1984
- Office of Personnel Management v. RichmondSupreme Court of the United States · 1990
- Schweiker v. HansenSupreme Court of the United States · 1981
- United States Immigration & Naturalization Service v. HibiSupreme Court of the United States · 1973
- United States v. Ven-Fuel, Inc.Court of Appeals for the First Circuit · 1985
5 more not listed; retrieve them via the Exa API.
3Cited by17 opinions
- United States v. SampsonDistrict Court, D. Massachusetts · 2011
- Thakkar v. United StatesDistrict Court, District of Columbia · 2019
- United States Securities & Exchange Commission v. NothernDistrict Court, D. Massachusetts · 2009
- Bose Corp. v. LIGHTSPEED AVIATION, INC.District Court, D. Massachusetts · 2010
- Ocado Innovation Ltd., et al. v. AutoStore AS, et al.District Court, D. New Hampshire · 2021
12 more not listed; retrieve them via the Exa API.