Legal Opinion
United States Securities & Exchange Commission v. Nothern
District Court, D. Massachusetts
Decided February 20, 2009No. Civil Action 05-10983-NMGPublishedCited by 3 opinions
1Opinion of the Court
MEMORANDUM & ORDER
GORTON, District Judge.
In this case, the United States Securities and Exchange Commission (“SEC”) alleges that the defendant, Steven E. Nothern (“Nothern”), obtained material, nonpublic information from consultant Peter J. Davis (“Davis”) and used that information for profit, commonly described as insider trading, in violation of 15 U.S.C. §§ 78j(b) (Section 10(b) of the Securities Exchange Act of 1934) and 17 C.F.R. § 240.10b-5 (Rule 10b-5). Currently before the Court is Notherris motion for summary judgment.
I. Factual Background
Nothern was a Senior Vice President at…
2Cases cited20 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- Samuel Mesnick v. General Electric CompanyCourt of Appeals for the First Circuit · 1991
- Milissa Garside v. Osco Drug, Inc.Court of Appeals for the First Circuit · 1990
- Patrick J. O'COnnOr v. Robert W. SteevesCourt of Appeals for the First Circuit · 1993
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3Cited by3 opinions
- Securities & Exchange Commission v. McGeeDistrict Court, E.D. Pennsylvania · 2012
- Securities & Exchange Commission v. CubanDistrict Court, N.D. Texas · 2009
- United States v. McGeeDistrict Court, E.D. Pennsylvania · 2012