Legal Opinion
Adrian Antoniu v. Securities and Exchange Commission
Court of Appeals for the Eighth Circuit
Decided July 31, 1989No. 85-5384, 88-1095PublishedCited by 12 opinions
1Opinion of the Court
LAY, Chief Judge.
Adrian Antoniu (Antoniu) worked from August 1972 until May 1975 in the corporate finance department of Morgan Stanley & Co., Inc. (Morgan Stanley), a broker-dealer registered with the Securities and Exchange Commission (SEC or Commission). Antoniu entered into an insider trading conspiracy with James N. Newman (Newman), a securities trader. Antoniu would obtain the non-public information about imminent takeover bids by Morgan Stanley’s clients. Newman would then buy large blocks of stock of the targeted companies and later sell the stock at a profit. Antoniu shared in the…
2Cases cited9 opinions
- In Re Murchison.Supreme Court of the United States · 1955
- Offutt v. United StatesSupreme Court of the United States · 1954
- Cinderella Career and Finishing Schools, Inc., Stephen Corporation, Vincent Melzac v. Federal Trade CommissionCourt of Appeals for the D.C. Circuit · 1970
- Amos Treat & Co., Inc. v. Securities and Exchange CommissionCourt of Appeals for the D.C. Circuit · 1962
- Gilligan, Will & Co., a Partnership, and James Gilligan and William Will v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1959
4 more not listed; retrieve them via the Exa API.
3Cited by12 opinions
- Hicks v. City of WatongaCourt of Appeals for the Tenth Circuit · 1991
- Hicks v. City Of WatongaCourt of Appeals for the Tenth Circuit · 1991
- Yamaha Motor Corporation, U.S.A. v. Tony Riney Steve Landers Emmett Jones Jack Caldwell William Gandy Leah Leonard, Cycle Center, Inc., IntervenorCourt of Appeals for the Eighth Circuit · 1994
- Municipal Services Corp. v. State Ex Rel. North Dakota Department of Health & Consolidated LaboratoriesNorth Dakota Supreme Court · 1992
- Mfs Securities Corp. v. Securities and Exchange Commission, New York Stock Exchange, IntervenorCourt of Appeals for the Second Circuit · 2004
7 more not listed; retrieve them via the Exa API.