Legal Opinion
Mfs Securities Corp. v. Securities and Exchange Commission, New York Stock Exchange, Intervenor
Court of Appeals for the Second Circuit
Decided August 16, 2004No. Docket 03-4882PublishedCited by 25 opinions
1Opinion of the Court
SACK, Circuit Judge.
Petitioner MFS Securities Corp. (“MFS”) seeks review of an order of the Securities and Exchange Commission (the “SEC” or the “Commission”) dismissing MFS’s application for review of its termination as a member organization by the New York Stock Exchange (the “NYSE” or the “Exchange”). MFS urges that (1) the Commission was, as an institution, biased with respect to MFS and was therefore required to recuse itself and appoint an independent arbitrator to consider the petition; (2) the Exchange was similarly biased and required to recuse itself in the matter; and (3) the…
2Cases cited24 opinions
- Withrow v. LarkinSupreme Court of the United States · 1975
- In Re Murchison.Supreme Court of the United States · 1955
- Gibson v. BerryhillSupreme Court of the United States · 1973
- Federal Trade Commission v. Cement InstituteSupreme Court of the United States · 1948
- Aetna Life Insurance v. LavoieSupreme Court of the United States · 1986
19 more not listed; retrieve them via the Exa API.
3Cited by25 opinions
- Karpova v. SnowCourt of Appeals for the Second Circuit · 2007
- Gonnella v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 2020
- John R. D'Alessio and D'Alessio Securities, Inc. v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 2004
- Mathis v. United States Securities & Exchange CommissionCourt of Appeals for the Second Circuit · 2012
- Santos-Buch v. Financial Industry Regulatory Authority, Inc.District Court, S.D. New York · 2014
20 more not listed; retrieve them via the Exa API.