Amos Treat & Co., Inc. v. Securities and Exchange Commission
Court of Appeals for the D.C. Circuit
1Opinion of the Court
DANAHER, Circuit Judge.
Appellant, Amos Treat & Co., Inc., is a New York corporation registered as a broker-dealer with the Securities and Exchange Commission under section 15(b) of the Securities Exchange Act of 1934, 15 U.S.C.A. § 78o(b). Individual appellants, Treat and DeFelice, are respectively President and Secretary-Treasurer of Treat & Co. The Commission issued its order January 17, 1962 directing a pub-lie hearing looking to the possible revocation or suspension of the broker-dealer registration of Treat & Co., its possible suspension or expulsion from the National Association of…
2Cases cited13 opinions
- In Re Murchison.Supreme Court of the United States · 1955
- Hannah v. LarcheSupreme Court of the United States · 1960
- Federal Trade Commission v. Cement InstituteSupreme Court of the United States · 1948
- Federal Radio Comm'n v. Nelson Brothers Bond & Mortgage Co. (Station WIBO)Supreme Court of the United States · 1933
- R. A. Holman & Co., Inc. v. Securities and Exchange CommissionCourt of Appeals for the D.C. Circuit · 1962
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3Cited by133 opinions
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- Gibson v. BerryhillSupreme Court of the United States · 1973
- Hicks v. City of WatongaCourt of Appeals for the Tenth Circuit · 1991
- Association of National Advertisers, Inc. v. Federal Trade CommissionCourt of Appeals for the D.C. Circuit · 1980
- Sterling Drug Inc. v. Federal Trade CommissionCourt of Appeals for the D.C. Circuit · 1971
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