Legal Opinion
Securities & Exchange Commission v. Moran
District Court, S.D. New York
Decided April 2, 1996No. 95 Civ. 4472 (BN)PublishedCited by 33 opinions
1Opinion of the Court
OPINION, FINDINGS OF FACT, AND CONCLUSIONS OF LAW
NEWMAN, Senior Judge: 1
The United States Securities and Exchange Commission (“SEC”), brings this civil securities fraud enforcement action against Frederick Augustus Moran (“Moran Sr.”), Frederick Winston Moran (“Moran Jr.”), Moran Asset Management Inc. (“Moran Asset”), and Moran & Associates, Inc., Securities Brokerage (“Moran Brokerage”). Specifically, the SEC alleges that Moran Sr., Moran Jr., Moran Asset, and Moran Brokerage engaged in insider trading thereby violating Section 10(b) of the Securities Exchange Act of 1934 [“the Exchange…
2Cases cited54 opinions
- Santosky v. KramerSupreme Court of the United States · 1982
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- Addington v. TexasSupreme Court of the United States · 1979
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
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3Cited by33 opinions
- Securities & Exchange Commission v. MoranDistrict Court, S.D. New York · 1996
- Securities & Exchange Commission v. Pimco Advisors Fund Management LLCDistrict Court, S.D. New York · 2004
- Securities & Exchange Commission v. TreadwayDistrict Court, S.D. New York · 2006
- Procter & Gamble Co. v. Ultreo, Inc.District Court, S.D. New York · 2008
- Sec. & Exch. Comm'n v. Yorkville Advisors, LLCDistrict Court, S.D. Illinois · 2018
28 more not listed; retrieve them via the Exa API.