Legal Opinion
Securities & Exchange Commission v. Treadway
District Court, S.D. New York
Decided May 9, 2006No. 04 Civ. 3464(VM)PublishedCited by 36 opinions
1Opinion of the Court
DECISION AND ORDER
MARRERO, District Judge.
TABLE OF CONTENTS
I. BACKGROUND...........................................................298
II. FACTS...................................................................300
A. THE PARTIES .......................................................300
B. THE ARRANGEMENT................................................303
C. CANARY’S TRADING ACTIVITY......................................307
1. Initial Investments in Select Growth and Other Funds ..................307
2. Trading Activity in Target, Growth and Innovation Funds; Investment in Select Growth…
2Cases cited35 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Adickes v. S. H. Kress & Co.Supreme Court of the United States · 1970
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- Carol A. Gallo v. Prudential Residential Services, Limited Partnership, Doing Business as Prudential Relocation ManagementCourt of Appeals for the Second Circuit · 1994
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
30 more not listed; retrieve them via the Exa API.
3Cited by36 opinions
- Lujan v. Cabana Management, Inc.District Court, E.D. New York · 2012
- United States v. George GeorgiouCourt of Appeals for the Third Circuit · 2015
- United States Securities & Exchange Commission v. WeyDistrict Court, S.D. New York · 2017
- United States Securities & Exchange Commission v. PowerDistrict Court, S.D. New York · 2007
- Sec. & Exch. Comm'n v. Yorkville Advisors, LLCDistrict Court, S.D. Illinois · 2018
31 more not listed; retrieve them via the Exa API.