Legal Opinion
Sec. & Exch. Comm'n v. Yorkville Advisors, LLC
District Court, S.D. Illinois
Decided March 29, 2018No. 12 Civ. 7728 (GBD)PublishedCited by 26 opinions
1Opinion of the Court
GEORGE B. DANIELS, United States District Judge:
The Securities and Exchange Commission ("SEC") brings this action against Defendants Yorkville Advisors, LLC ("YA"), Mark Angelo, and Edward Schinik (collectively, "Defendants"), asserting eight causes of actions in its complaint for alleged violations of: (1) Sections 17(a)(1), 17(a)(2), and 17(a)(3) of the Securities Act (against all Defendants); (2) Section 10(b) of the Exchange Act and Rule 10b-5 (against all Defendants); (3) control-person liability under Section 20(a) of the Exchange Act (against Defendant Angelo); (4) Sections 206(1) and…
2Cases cited58 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Matsushita Electric Industrial Co., Ltd. v. Zenith Radio CorporationSupreme Court of the United States · 1986
- Daubert v. Merrell Dow Pharmaceuticals, Inc.Supreme Court of the United States · 1993
- Kumho Tire Co. v. CarmichaelSupreme Court of the United States · 1999
- First Nat. Bank of Ariz. v. Cities Service Co.Supreme Court of the United States · 1968
53 more not listed; retrieve them via the Exa API.
3Cited by26 opinions
- Consumer Fin. Prot. Bureau v. RD Legal Funding, LLCDistrict Court, S.D. Illinois · 2018
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- Brigid "Bridie" Farrell v. The United States Olympic & Paralympic Committee, a Business Entity of Form Unknown; US Speedskating, a Business Entity of Form Unknown; The Saratoga Winter Club, a Business Entity of Form Unknown; and Andrew "Andy" Gabel, an individualDistrict Court, N.D. New York · 2026
- City of Almaty, Kazahkstan v. Mukhtar AblyazovDistrict Court, S.D. New York · 2021
21 more not listed; retrieve them via the Exa API.