Legal Opinion
Securities & Exchange Commission v. Caledonian Bank Ltd.
District Court, S.D. New York
Decided November 10, 2015No. 15cv894PublishedCited by 6 opinions
1Opinion of the Court
OPINION & ORDER
WILLIAM H. PAULEY III, District Judge:
The Securities and Exchange Commission (“SEC”) brings this action alleging violations of Section 5 of the Securities Act of 1933 (the “Securities Act”) and seeking disgorgement from defendants Caledonian Bank Ltd., Caledonian Securities Ltd. (together “Caledonian”), Clear Water Securities, Inc. (“Cléar Water”), Legacy Global Markets S.A. (“Legacy Global”), and Verd-mont Capital, S.A. (“Verdmont”). Verd-mont moves for judgment on the pleadings under Federal Rule of Civil Procedure 12(c) or in the alternative, seeks to convert its motion to…
2Cases cited23 opinions
- Ashcroft v. IqbalSupreme Court of the United States · 2009
- Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Securities & Exchange Commission v. Ralston Purina Co.Supreme Court of the United States · 1953
- Equal Employment Opportunity Commission v. Port Authority of New York & New JerseyCourt of Appeals for the Second Circuit · 2014
18 more not listed; retrieve them via the Exa API.
3Cited by6 opinions
- Securities & Exchange Commission v. Caledonian Bank Ltd.District Court, S.D. New York · 2016
- Packer ex rel. 1-800-flowers.com, Inc. v. Raging Capital Management, LLCDistrict Court, E.D. New York · 2017
- Ganek v. LeibowitzDistrict Court, S.D. New York · 2016
- Clifford v. Tron FoundationDistrict Court, S.D. New York · 2024
- Owen v. Elastos FoundationDistrict Court, S.D. New York · 2021
1 more not listed; retrieve them via the Exa API.