Legal Opinion
Securities & Exchange Commission v. Mohn
Court of Appeals for the Sixth Circuit
Decided October 12, 2006No. 05-1762PublishedCited by 18 opinions
1Opinion of the Court
OPINION
CLAY, Circuit Judge.
Defendant, Keith L. Mohn, appeals a district court order granting the application of Plaintiff Securities and Exchange Commission (“SEC”) for enforcement of its order affirming sanctions levied against Defendant by the National Association of Securities Dealers (“NASD”), pursuant to the Securities and Exchange Act of 1934 (“Exchange Act”), 15 U.S.C. § 78a et seq. The district court found that Exchange Act § 21(e), 15 U.S.C. § 78u(e)(l), authorized the SEC to file an application for an enforcement order, and that the order was not precluded by § 21(f), 15 U.S.C. §…
2Cases cited17 opinions
- Chevron U. S. A. Inc. v. Natural Resources Defense Council, Inc.Supreme Court of the United States · 1984
- United States v. Mead Corp.Supreme Court of the United States · 2001
- Crown Coat Front Co. v. United StatesSupreme Court of the United States · 1967
- Securities and Exchange Commission v. Kevin Michael McCarthy Thomas William BlodgettCourt of Appeals for the Ninth Circuit · 2003
- United States v. Harry Herbert Wagner, Jr.Court of Appeals for the Sixth Circuit · 2004
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3Cited by18 opinions
- Fiero v. Financial Industry Regulatory Authority, Inc.Court of Appeals for the Second Circuit · 2011
- United States v. BlanchardCourt of Appeals for the Sixth Circuit · 2010
- United States Securities & Exchange Commission v. KearnsDistrict Court, D. New Jersey · 2010
- Gun Owners of America, Inc. v. Merrick B. GarlandCourt of Appeals for the Sixth Circuit · 2021
- Federal Energy Regulatory Commission v. Barclays Bank PLCDistrict Court, E.D. California · 2015
13 more not listed; retrieve them via the Exa API.