Legal Opinion
Goldstein v. Malcolm G. Fries & Associates, Inc.
District Court, E.D. Virginia
Decided October 29, 1999No. 2:99cv1058PublishedCited by 12 opinions
1Opinion of the Court
OPINION AND ORDER
PRINCE, United States Magistrate Judge.
Plaintiffs, Philip Goldstein and Susan Goldstein (“Plaintiffs”), filed a Complaint with this Court against Malcolm G. Fries & Associates, Inc., Malcolm G. Fries and Rachel 1 D. Fries (“Defendants”) on July 7, 1999. The Complaint sets out five counts against Defendants, which include: (I) violation of the Securities Exchange Act of 1934; (II) violation of the Investment Ad-visors Act of 1940; (III) breach of fiduciary duties; (IV) constructive fraud; and (V) violation of the Virginia Securities Act. The parties have consented to have a…
2Cases cited23 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
- Transamerica Mortgage Advisors, Inc. v. LewisSupreme Court of the United States · 1979
- Sarah B. Shields, Individually and as Representative of All Others Similarly Situated v. Citytrust Bancorp, Inc., George F. Taylor and Irwin EngelmanCourt of Appeals for the Second Circuit · 1994
- Lampf, Pleva, Lipkind, Prupis & Petigrow v. GilbertsonSupreme Court of the United States · 1991
- Vicom, Inc. v. Harbridge Merchant Services, Inc., as Successor in Interest to Peach Tree Bancard Corporation, Judy Elliot, James ElliotCourt of Appeals for the Seventh Circuit · 1994
18 more not listed; retrieve them via the Exa API.
3Cited by12 opinions
- Informatics Applications Group, Inc. v. ShkolnikovDistrict Court, E.D. Virginia · 2011
- Morris v. Wachovia Securities, Inc.District Court, E.D. Virginia · 2003
- Fraioli v. LemckeDistrict Court, D. Rhode Island · 2004
- Miller v. Washington Workplace, Inc.District Court, E.D. Virginia · 2004
- Mincey v. World Savings Bank, FSBDistrict Court, D. South Carolina · 2008
7 more not listed; retrieve them via the Exa API.