Morris v. Wachovia Securities, Inc.
District Court, E.D. Virginia
1Opinion of the Court
MEMORANDUM OPINION
PAYNE, District Judge.
In this civil action, the Plaintiff, Patrick V. Morris, seeks to recover compensatory and/or rescissionary damages, prejudgment interest, disgorgement of profits, and costs and attorneys’ fees from the Defendant, Wachovia Securities, Inc. (‘Wacho- via”), for alleged violations of § 10(b) of the Securities Exchange Act of 1934 (15 U.S.C. § 78j(b)) (the “1984 Act”) and § 206 of the Investment Advisers Act of 1940 (15 U.S.C. § 80b-6) (the “IAA”) in connection with Wachovia’s Masters Program, a portfolio management service to which Morris subscribed. Morris…
2Cases cited27 opinions
- Central Bank of Denver, N. A. v. First Interstate Bank of Denver, N. A.Supreme Court of the United States · 1994
- Transamerica Mortgage Advisors, Inc. v. LewisSupreme Court of the United States · 1979
- Maria Jimena Ibarra v. United States of America Unknown Government OfficersCourt of Appeals for the Fourth Circuit · 1997
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- Securities & Exchange Commission v. ZandfordSupreme Court of the United States · 2002
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- In Re Cree, Inc. Securities LitigationDistrict Court, M.D. North Carolina · 2004
- Morris v. Wachovia Securities, Inc.Court of Appeals for the Fourth Circuit · 2006
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