Legal Opinion
Securities & Exchange Commission v. Whittemore
Court of Appeals for the D.C. Circuit
Decided October 28, 2011No. 10-5321PublishedCited by 49 opinions
1Opinion of the Court
Opinion for the Court by Circuit Judge ROGERS.
ROGERS, Circuit Judge:
As part of a civil enforcement action brought by the Securities and Exchange Commission, the district court entered a disgorgement order against Peter S. Cahill imposing joint and several liability for the full proceeds of his sales of stock in a small, thinly traded corporation not listed on a major stock exchange. Cahill challenges the order , principally on the grounds that the district court’s disgorgement calculation was clearly erroneous in failing to account for a pre-fraud value of 32 cents per share; the disgorgement…
2Cases cited24 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- United States v. RylanderSupreme Court of the United States · 1983
- Rodriguez-Bruno v. Doral MortgageCourt of Appeals for the First Circuit · 1995
- Securities and Exchange Commission v. First City Financial Corporation, Ltd.Court of Appeals for the First Circuit · 1989
19 more not listed; retrieve them via the Exa API.
3Cited by49 opinions
- Liu v. SEC. & Exch. Comm'nSupreme Court of the United States · 2020
- United States v. GordonCourt of Appeals for the Tenth Circuit · 2013
- Securities & Exchange Commission v. TeoCourt of Appeals for the Third Circuit · 2014
- Masters Pharmaceutical, Inc. v. Drug Enforcement AdministrationCourt of Appeals for the D.C. Circuit · 2017
- Securities & Exchange Commission v. Caledonian Bank Ltd.District Court, S.D. New York · 2016
44 more not listed; retrieve them via the Exa API.