Legal Opinion
Securities & Exchange Commission v. Freeman
District Court, S.D. New York
Decided November 5, 2003No. 00 Civ.1963PublishedCited by 12 opinions
1Opinion of the Court
DECISION AND ORDER
MARRERO, District Judge.
I. BACKGROUND
Plaintiff Securities and Exchange Commission (“SEC”) filed a motion for partial summary judgment against defendant Norman Grossman (“Grossman”), one of nineteen defendants charged in the civil action (the “Civil Action”) filed by the SEC in this Court on March 14, 2000. 1 The complaint alleges insider trading by the various defendants in violation § 10(b) (“ § 10(b)”) of the Securities and Exchange Act of 1934 (the “Exchange Act”), 15 U.S.C. § 78 j(b), and Rule 10b-5, 17 C.F.R. § 240. 10 b-5, promulgated thereunder. In a parallel criminal…
2Cases cited11 opinions
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Jocelyn Whidbee, Shirlene Tranquille v. Garzarelli Food Specialties, Inc., Ed and John Garzarelli, OwnersCourt of Appeals for the Second Circuit · 2000
- Fed. Sec. L. Rep. P 98,813 Securities and Exchange Commission v. Ratilal K. PatelCourt of Appeals for the Second Circuit · 1995
- United States v. Bertram L. PodellCourt of Appeals for the Second Circuit · 1978
6 more not listed; retrieve them via the Exa API.
3Cited by12 opinions
- United States Securities & Exchange Commission v. SvobodaDistrict Court, S.D. New York · 2006
- Securities & Exchange Commission v. Credit Bancorp, Ltd.District Court, S.D. New York · 2010
- Securities & Exchange Commission v. IllarramendiDistrict Court, D. Connecticut · 2017
- United States Securities & Exchange Commission v. BlackwellDistrict Court, S.D. Ohio · 2007
- Securities & Exchange Commission v. JohnsonDistrict Court, District of Columbia · 2009
7 more not listed; retrieve them via the Exa API.