Legal Opinion
United States Securities & Exchange Commission v. Svoboda
District Court, S.D. New York
Decided January 3, 2006No. 00 Civ. 8557(MBM)PublishedCited by 24 opinions
1Opinion of the Court
OPINION & ORDER
MUKASEY, District Judge.
The Securities and Exchange Commission (“SEC”) moves for summary judgment under Fed.R.Civ.P. 56(a) against defendants Richard A. Svoboda and Michael A. Robles on claims brought under Section 10(b) of the Securities Exchange Act of 1934 (“Exchange Act”), 15 U.S.C. § 78j(b) (2000), and Rule 10b-5 thereunder, 17 C.F.R. § 240.10b-5 (2005); Section 14(e) of the Exchange Act, 15 U.S.C. § 78n(e), and Rule 14e-3 thereunder, 17 C.F.R. § 240.14e-3 (2005); and Section 17(a) of the Securities Act of 1933 (“Securities Act”), 15 U.S.C. § 77q(a). In addition, the SEC…
2Cases cited32 opinions
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Mark Giannullo v. City of New YorkCourt of Appeals for the Second Circuit · 2003
- United States v. O'HaganSupreme Court of the United States · 1997
- Fed. Sec. L. Rep. P 96,351 Securities and Exchange Commission v. Commonwealth Chemical Securities, Inc.Court of Appeals for the Second Circuit · 1978
- Joseph Gelb v. Royal Globe Insurance CompanyCourt of Appeals for the Second Circuit · 1986
27 more not listed; retrieve them via the Exa API.
3Cited by24 opinions
- Securities & Exchange Commission v. Opulentica, LLCDistrict Court, S.D. New York · 2007
- United States Securities & Exchange Commission v. SumanDistrict Court, S.D. New York · 2010
- Mid-S. Maint., Inc. v. Burk (In re Burk)United States Bankruptcy Court, N.D. Mississippi · 2018
- Securities & Exchange Commission v. ConstantinDistrict Court, S.D. New York · 2013
- United States Securities & Exchange Commission v. VerdiramoDistrict Court, S.D. New York · 2011
19 more not listed; retrieve them via the Exa API.