Legal Opinion
Whitney v. Securities & Exchange Commission
Court of Appeals for the D.C. Circuit
Decided June 28, 1979No. 78-1326PublishedCited by 13 opinions
1Opinion of the Court
Opinion for the Court filed by WILKEY, Circuit Judge.
WILKEY, Circuit Judge:
Petitioner seeks review of an order of the Securities Exchange Commission suspending him for nine months from association with any broker or dealer in securities.1 The Commission based its order on findings that petitioner had willfully violated provisions of the Securities Exchange Act of 1934 2 by engaging in fraudulent conduct in connection with the sale of securities belonging to the Town of Stratford, Connecticut. Because we believe these findings were not supported by substantial evidence, we set aside the…
2Cases cited13 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Addington v. TexasSupreme Court of the United States · 1979
- Santa Fe Industries, Inc. v. GreenSupreme Court of the United States · 1977
- Woodby v. Immigration & Naturalization ServiceSupreme Court of the United States · 1966
- Schneiderman v. United StatesSupreme Court of the United States · 1943
8 more not listed; retrieve them via the Exa API.
3Cited by13 opinions
- Steadman v. Securities & Exchange CommissionSupreme Court of the United States · 1981
- Ssih Equipment S.A. v. United States International Trade Commission and Stewart-Warner CorporationCourt of Appeals for the Federal Circuit · 1983
- Riley E. Jackson v. Veterans AdministrationCourt of Appeals for the Federal Circuit · 1985
- Securities & Exchange Commission v. MoranDistrict Court, S.D. New York · 1996
- Rodriguez v. DVACourt of Appeals for the Federal Circuit · 2021
8 more not listed; retrieve them via the Exa API.