Donald S. Sofonia v. Principal Life Ins.
Court of Appeals for the Eighth Circuit
1Opinion of the Court
BOWMAN, Circuit Judge.
Donald Sofonia appeals an order of the District Court 1 dismissing his state-law claims for fraud, breach of fiduciary duty, and unjust enrichment against Principal Life Insurance Company, Principal Financial Group, Inc., and Principal Financial Services, Inc. (collectively, Appellees) in connection with the demutualization of Principal Life Insurance Company. The District Court denied Sofonia’s motion to remand the action to Iowa state court and dismissed Sofonia’s complaint based on application of the Securities Litigation Uniform Standards Act of 1998 (SLUSA or the…
2Cases cited14 opinions
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- Securities & Exchange Commission v. National Securities, Inc.Supreme Court of the United States · 1969
- Merrill Lynch, Pierce, Fenner & Smith Inc. v. DabitSupreme Court of the United States · 2006
- Humana Inc. v. ForsythSupreme Court of the United States · 1999
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